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Seller | FL - FLOM

FL flag
  • $200,000 Listing Price
  • $20m AUM
  • $100k Gross Revenue
  • Off Market
  • Complete Sale
  • Projected Close Date December 30, 2022
  • 0% Fee
  • 100% Commission
  • 300 Households

The founder moved to Florida 35 years ago and set up this business as a lifestyle practice. In his early 70s, he's now semi-retired and ready to spend more time on leisure pursuits, hobbies, and other businesses ventures unrelated to financial services. He would like to support the transition of…

Add to Bookmarked Practices Bookmarking a practice notifies the seller and their M&A consultant of your interest and provides them with access to your Practice Profile information. To view your bookmarked practices and track their listing statuses, visit your Bookmarked Practices.

Practice Status
  1. New Listing

    Practice has recently been listed for sale on APBOE.

  2. Accepting Indications of Interest

    M&A consultant accepting indications of interest (“bookmarks”) from prospective buyers.

  3. Initial Buyer Screening

    M&A consultant reviewing indications of interest from prospective buyers.

  4. Buyers for Final Presentations Set

    M&A consultant has selected buyers for seller review.

  5. Sale Pending

    Seller has chosen buyer to acquire practice and negotiating transaction.

Indications of Interest Close Date: CLOSED
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Seller | OH - OHCL

OH flag
  • $7,250,000 Listing Price
  • $340m AUM
  • $2.4m Gross Revenue
  • Complete Sale
  • Projected Close Date November 29, 2022
  • 79% Fee
  • 21% Commission
  • 600 Households

The sellers of this hybrid RIA are two veteran advisors, one mid-career and one late-career, who serve 500 financial planning and 100 401k clients. Recurring advisory fees generate 73% of the firm's revenue, with the remainder coming from 401k plans and a small amount of brokerage revenue. The ideal…

Add to Bookmarked Practices Bookmarking a practice notifies the seller and their M&A consultant of your interest and provides them with access to your Practice Profile information. To view your bookmarked practices and track their listing statuses, visit your Bookmarked Practices.

Practice Status
  1. New Listing

    Practice has recently been listed for sale on APBOE.

  2. Accepting Indications of Interest

    M&A consultant accepting indications of interest (“bookmarks”) from prospective buyers.

  3. Initial Buyer Screening

    M&A consultant reviewing indications of interest from prospective buyers.

  4. Buyers for Final Presentations Set

    M&A consultant has selected buyers for seller review.

  5. Sale Pending

    Seller has chosen buyer to acquire practice and negotiating transaction.

Learn More

Seller | KY - KYAP

KY flag
  • $2,950,000 Listing Price
  • $145m AUM
  • $1.1m Gross Revenue
  • Complete Sale
  • Projected Close Date December 30, 2022
  • 75% Fee
  • 25% Commission
  • 105 Households

After a career in finance at several recognizable corporations, the seller transitioned to wealth management and founded his own RIA. He is now ready to retire. Two mid-career lead advisors have relationships with all clients and work alongside the founder. The lead advisors are CFPs and are…

Add to Bookmarked Practices Bookmarking a practice notifies the seller and their M&A consultant of your interest and provides them with access to your Practice Profile information. To view your bookmarked practices and track their listing statuses, visit your Bookmarked Practices.

Practice Status
  1. New Listing

    Practice has recently been listed for sale on APBOE.

  2. Accepting Indications of Interest

    M&A consultant accepting indications of interest (“bookmarks”) from prospective buyers.

  3. Initial Buyer Screening

    M&A consultant reviewing indications of interest from prospective buyers.

  4. Buyers for Final Presentations Set

    M&A consultant has selected buyers for seller review.

  5. Sale Pending

    Seller has chosen buyer to acquire practice and negotiating transaction.

Learn More

Seller | AZ - AZAB

AZ flag
  • $1,950,000 Listing Price
  • $20m AUM
  • $650k Gross Revenue
  • Off Market
  • Sell & Consult Sale
  • Projected Close Date April 29, 2023
  • 20% Fee
  • 80% Commission
  • 250 Households

The founder of this RIA would like to streamline responsibilities and focus on gathering assets through tax and retirement workshops and seminars. An ideal buyer will support public engagements and provide services for onboarding new clients, ongoing planning, investment management, and back-office…

Add to Bookmarked Practices Bookmarking a practice notifies the seller and their M&A consultant of your interest and provides them with access to your Practice Profile information. To view your bookmarked practices and track their listing statuses, visit your Bookmarked Practices.

Practice Status
  1. New Listing

    Practice has recently been listed for sale on APBOE.

  2. Accepting Indications of Interest

    M&A consultant accepting indications of interest (“bookmarks”) from prospective buyers.

  3. Initial Buyer Screening

    M&A consultant reviewing indications of interest from prospective buyers.

  4. Buyers for Final Presentations Set

    M&A consultant has selected buyers for seller review.

  5. Sale Pending

    Seller has chosen buyer to acquire practice and negotiating transaction.

Learn More

Seller | IL - ILFB

IL flag
  • $9,250,000 Listing Price
  • $285m AUM
  • $2.4m Gross Revenue
  • Complete Sale
  • Projected Close Date November 29, 2022
  • 100% Fee
  • 0% Commission
  • 663 Households

The founder, a rainmaker in his 60s with a background in real estate and experience as a CPA, is selling his business to establish a continuity plan and transition towards retirement. He is surrounded by a strong team comprised of one mid-career advisor with a long tenure at the firm and two junior…

Add to Bookmarked Practices Bookmarking a practice notifies the seller and their M&A consultant of your interest and provides them with access to your Practice Profile information. To view your bookmarked practices and track their listing statuses, visit your Bookmarked Practices.

Practice Status
  1. New Listing

    Practice has recently been listed for sale on APBOE.

  2. Accepting Indications of Interest

    M&A consultant accepting indications of interest (“bookmarks”) from prospective buyers.

  3. Initial Buyer Screening

    M&A consultant reviewing indications of interest from prospective buyers.

  4. Buyers for Final Presentations Set

    M&A consultant has selected buyers for seller review.

  5. Sale Pending

    Seller has chosen buyer to acquire practice and negotiating transaction.

Learn More

Seller | FL - FLFB

FL flag
  • $6,000,000 Listing Price
  • $190m AUM
  • $2m Gross Revenue
  • Complete Sale
  • Projected Close Date October 29, 2022
  • 100% Fee
  • 0% Commission
  • 57 Households

The co-founders of this advisory practice would like to phase out of the business after the transition and retire. They would like a post-transaction role focused on gathering new assets while supporting a gentle transition of client relationships to the buyer. A licensed junior advisor with a small…

Add to Bookmarked Practices Bookmarking a practice notifies the seller and their M&A consultant of your interest and provides them with access to your Practice Profile information. To view your bookmarked practices and track their listing statuses, visit your Bookmarked Practices.

Practice Status
  1. New Listing

    Practice has recently been listed for sale on APBOE.

  2. Accepting Indications of Interest

    M&A consultant accepting indications of interest (“bookmarks”) from prospective buyers.

  3. Initial Buyer Screening

    M&A consultant reviewing indications of interest from prospective buyers.

  4. Buyers for Final Presentations Set

    M&A consultant has selected buyers for seller review.

  5. Sale Pending

    Seller has chosen buyer to acquire practice and negotiating transaction.

Learn More

Seller | WI - WIFB

WI flag
  • $4,500,000 Listing Price
  • $150m AUM
  • $1.3m Gross Revenue
  • Complete Sale
  • Projected Close Date January 14, 2023
  • 95% Fee
  • 5% Commission
  • 150 Households

After a decades-long career in insurance and wealth management the founder of this northeastern Wisconsin RIA is selling to retire. He is available for two years post-transaction to support the transition of client relationships to the buyer's firm. A mid-career servicing advisor executes portfolio…

Add to Bookmarked Practices Bookmarking a practice notifies the seller and their M&A consultant of your interest and provides them with access to your Practice Profile information. To view your bookmarked practices and track their listing statuses, visit your Bookmarked Practices.

Practice Status
  1. New Listing

    Practice has recently been listed for sale on APBOE.

  2. Accepting Indications of Interest

    M&A consultant accepting indications of interest (“bookmarks”) from prospective buyers.

  3. Initial Buyer Screening

    M&A consultant reviewing indications of interest from prospective buyers.

  4. Buyers for Final Presentations Set

    M&A consultant has selected buyers for seller review.

  5. Sale Pending

    Seller has chosen buyer to acquire practice and negotiating transaction.

Learn More

Seller | NJ - NJAB

NJ flag
  • Call to Inquire Listing Price
  • $94m AUM
  • $1.6m Gross Revenue
  • Sell & Consult Sale
  • Projected Close Date December 30, 2022
  • 100% Fee
  • 0% Commission
  • 81 Households

The founder of this NJ RIA has decades of financial services experience and would like to sell to grow before beginning a multi-year transition toward retirement. Post-transaction, the founder would like to remain involved with clients, portfolio management, and equity research. The ideal buyer will…

Add to Bookmarked Practices Bookmarking a practice notifies the seller and their M&A consultant of your interest and provides them with access to your Practice Profile information. To view your bookmarked practices and track their listing statuses, visit your Bookmarked Practices.

Practice Status
  1. New Listing

    Practice has recently been listed for sale on APBOE.

  2. Accepting Indications of Interest

    M&A consultant accepting indications of interest (“bookmarks”) from prospective buyers.

  3. Initial Buyer Screening

    M&A consultant reviewing indications of interest from prospective buyers.

  4. Buyers for Final Presentations Set

    M&A consultant has selected buyers for seller review.

  5. Sale Pending

    Seller has chosen buyer to acquire practice and negotiating transaction.

Learn More

Seller | CT - CTOM

CT flag
  • $300,000 Listing Price
  • $18m AUM
  • $130k Gross Revenue
  • Off Market
  • Sell & Consult Sale
  • Projected Close Date November 29, 2022
  • 86% Fee
  • 14% Commission
  • 24 Households

This seller’s goal is to monetize the practice, identify a successor, and streamline responsibilities until he retires in 5 years. The seller anticipates moving to the buyer's broker dealer.

Add to Bookmarked Practices Bookmarking a practice notifies the seller and their M&A consultant of your interest and provides them with access to your Practice Profile information. To view your bookmarked practices and track their listing statuses, visit your Bookmarked Practices.

Practice Status
  1. New Listing

    Practice has recently been listed for sale on APBOE.

  2. Accepting Indications of Interest

    M&A consultant accepting indications of interest (“bookmarks”) from prospective buyers.

  3. Initial Buyer Screening

    M&A consultant reviewing indications of interest from prospective buyers.

  4. Buyers for Final Presentations Set

    M&A consultant has selected buyers for seller review.

  5. Sale Pending

    Seller has chosen buyer to acquire practice and negotiating transaction.

Indications of Interest Close Date: CLOSED
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Seller | MI - OFF MARKET

MI flag
  • $1,765,000 Listing Price
  • $184m AUM
  • $588k Gross Revenue
  • Off Market
  • Complete Sale
  • Projected Close Date November 14, 2022
  • 16% Fee
  • 84% Commission
  • 44 Households

The founder of this practice is an industry veteran looking for a successor. Based in west central Michigan, the seller provides advisory services to nine households and transactional services to 35 institutional clients. The ideal buyer is a large hybrid RIA interested in buying the entire…

Add to Bookmarked Practices Bookmarking a practice notifies the seller and their M&A consultant of your interest and provides them with access to your Practice Profile information. To view your bookmarked practices and track their listing statuses, visit your Bookmarked Practices.

Practice Status
  1. New Listing

    Practice has recently been listed for sale on APBOE.

  2. Accepting Indications of Interest

    M&A consultant accepting indications of interest (“bookmarks”) from prospective buyers.

  3. Initial Buyer Screening

    M&A consultant reviewing indications of interest from prospective buyers.

  4. Buyers for Final Presentations Set

    M&A consultant has selected buyers for seller review.

  5. Sale Pending

    Seller has chosen buyer to acquire practice and negotiating transaction.

Learn More

Seller | MA - MAFB

MA flag
  • $6,100,000 Listing Price
  • $150m AUM
  • $1.4m Gross Revenue
  • Complete Sale
  • Projected Close Date December 30, 2022
  • 100% Fee
  • 0% Commission
  • 210 Households

The founder will remain with the firm to support the transition of relationships and is potentially open to a post-transaction role focused on asset gathering and/or investment management consulting. Seller has broad experience in the advisory business, including compliance, M&A, and portfolio…

Add to Bookmarked Practices Bookmarking a practice notifies the seller and their M&A consultant of your interest and provides them with access to your Practice Profile information. To view your bookmarked practices and track their listing statuses, visit your Bookmarked Practices.

Practice Status
  1. New Listing

    Practice has recently been listed for sale on APBOE.

  2. Accepting Indications of Interest

    M&A consultant accepting indications of interest (“bookmarks”) from prospective buyers.

  3. Initial Buyer Screening

    M&A consultant reviewing indications of interest from prospective buyers.

  4. Buyers for Final Presentations Set

    M&A consultant has selected buyers for seller review.

  5. Sale Pending

    Seller has chosen buyer to acquire practice and negotiating transaction.

Learn More

Seller | TX - TXFA

TX flag
  • $950,000 Listing Price
  • $66.9m AUM
  • $435k Gross Revenue
  • Sell & Consult Sale
  • Projected Close Date December 30, 2022
  • 75% Fee
  • 25% Commission
  • 61 Households

Strong financial planning & investment management practice. Clients are committed to implementing the planning strategies put in place and consistently follow investment recommendations made. Majority of clients have been with firm for 15+ years. Owner would like to sell practice and remove…

Add to Bookmarked Practices Bookmarking a practice notifies the seller and their M&A consultant of your interest and provides them with access to your Practice Profile information. To view your bookmarked practices and track their listing statuses, visit your Bookmarked Practices.

Practice Status
  1. New Listing

    Practice has recently been listed for sale on APBOE.

  2. Accepting Indications of Interest

    M&A consultant accepting indications of interest (“bookmarks”) from prospective buyers.

  3. Initial Buyer Screening

    M&A consultant reviewing indications of interest from prospective buyers.

  4. Buyers for Final Presentations Set

    M&A consultant has selected buyers for seller review.

  5. Sale Pending

    Seller has chosen buyer to acquire practice and negotiating transaction.

Learn More

Seller | WI - OFF MARKET

WI flag
  • $16,000,000 Listing Price
  • $500m AUM
  • $4m Gross Revenue
  • Off Market
  • Sell & Consult Sale
  • Projected Close Date December 30, 2022
  • 65% Fee
  • 35% Commission
  • 450 Households

The owner is selling to de-risk and experience a liquidity event. The ideal buyer has a broker dealer relationship and the ability to support the firm's alternative investment activities. The firm consistently adds $30M - $70M in AUM annually, and 2022 AUM growth is expected to exceed $50M. Most AUM…

Add to Bookmarked Practices Bookmarking a practice notifies the seller and their M&A consultant of your interest and provides them with access to your Practice Profile information. To view your bookmarked practices and track their listing statuses, visit your Bookmarked Practices.

Practice Status
  1. New Listing

    Practice has recently been listed for sale on APBOE.

  2. Accepting Indications of Interest

    M&A consultant accepting indications of interest (“bookmarks”) from prospective buyers.

  3. Initial Buyer Screening

    M&A consultant reviewing indications of interest from prospective buyers.

  4. Buyers for Final Presentations Set

    M&A consultant has selected buyers for seller review.

  5. Sale Pending

    Seller has chosen buyer to acquire practice and negotiating transaction.

Learn More

Seller | NY - NYRF

NY flag
  • $1,350,000 Listing Price
  • $80m AUM
  • $450k Gross Revenue
  • Off Market
  • Sell & Consult Sale
  • Projected Close Date December 30, 2022
  • 100% Fee
  • 0% Commission
  • 33 Households

Options focused RIA founded in 2018 managing $80M AUM would like to merge with or sell to a full-service, traditional RIA. The team consists of two advisors: one a 20-year credentialed Goldman Sachs veteran and the other 10 years of investment management experience within the RIA space. The team’s…

Add to Bookmarked Practices Bookmarking a practice notifies the seller and their M&A consultant of your interest and provides them with access to your Practice Profile information. To view your bookmarked practices and track their listing statuses, visit your Bookmarked Practices.

Practice Status
  1. New Listing

    Practice has recently been listed for sale on APBOE.

  2. Accepting Indications of Interest

    M&A consultant accepting indications of interest (“bookmarks”) from prospective buyers.

  3. Initial Buyer Screening

    M&A consultant reviewing indications of interest from prospective buyers.

  4. Buyers for Final Presentations Set

    M&A consultant has selected buyers for seller review.

  5. Sale Pending

    Seller has chosen buyer to acquire practice and negotiating transaction.

Learn More

Seller | TX - TXFP

TX flag
  • $3,150,000 Listing Price
  • $106m AUM
  • $1m Gross Revenue
  • Off Market
  • Complete Sale
  • Projected Close Date April 30, 2023
  • 95% Fee
  • 5% Commission
  • 240 Households

North central Texas RIA with two locations. The primary office is located in one of the state’s most affluent suburbs, with a smaller office in a resort-ranching town. The founder plans to retire and pursue other interests but would like to support the client transition and continue to generate new…

Add to Bookmarked Practices Bookmarking a practice notifies the seller and their M&A consultant of your interest and provides them with access to your Practice Profile information. To view your bookmarked practices and track their listing statuses, visit your Bookmarked Practices.

Practice Status
  1. New Listing

    Practice has recently been listed for sale on APBOE.

  2. Accepting Indications of Interest

    M&A consultant accepting indications of interest (“bookmarks”) from prospective buyers.

  3. Initial Buyer Screening

    M&A consultant reviewing indications of interest from prospective buyers.

  4. Buyers for Final Presentations Set

    M&A consultant has selected buyers for seller review.

  5. Sale Pending

    Seller has chosen buyer to acquire practice and negotiating transaction.

Learn More

Seller | VT - VTFM

VT flag
  • $750,000 Listing Price
  • $43m AUM
  • $350k Gross Revenue
  • Off Market
  • Complete Sale
  • Projected Close Date April 30, 2023
  • 65% Fee
  • 35% Commission
  • 475 Households

The owner of this VT advisory practice is ready to sell and retire and will support the client transition for up to one year. Located in a small city in rural Vermont, the office is within easy driving distance of a larger metro area. The firm has a broker dealer relationship but will consider both…

Add to Bookmarked Practices Bookmarking a practice notifies the seller and their M&A consultant of your interest and provides them with access to your Practice Profile information. To view your bookmarked practices and track their listing statuses, visit your Bookmarked Practices.

Practice Status
  1. New Listing

    Practice has recently been listed for sale on APBOE.

  2. Accepting Indications of Interest

    M&A consultant accepting indications of interest (“bookmarks”) from prospective buyers.

  3. Initial Buyer Screening

    M&A consultant reviewing indications of interest from prospective buyers.

  4. Buyers for Final Presentations Set

    M&A consultant has selected buyers for seller review.

  5. Sale Pending

    Seller has chosen buyer to acquire practice and negotiating transaction.