The founder moved to Florida 35 years ago and set up this business as a lifestyle practice. In his early 70s, he's now semi-retired and ready to spend more time on leisure pursuits, hobbies, and other businesses ventures unrelated to financial services. He would like to support the transition of…

The sellers of this hybrid RIA are two veteran advisors, one mid-career and one late-career, who serve 500 financial planning and 100 401k clients. Recurring advisory fees generate 73% of the firm's revenue, with the remainder coming from 401k plans and a small amount of brokerage revenue. The ideal…

The founder, a rainmaker in his 60s with a background in real estate and experience as a CPA, is selling his business to establish a continuity plan and transition towards retirement. He is surrounded by a strong team comprised of one mid-career advisor with a long tenure at the firm and two junior…

The co-founders of this advisory practice would like to phase out of the business after the transition and retire. They would like a post-transaction role focused on gathering new assets while supporting a gentle transition of client relationships to the buyer. A licensed junior advisor with a small…

After a decades-long career in insurance and wealth management the founder of this northeastern Wisconsin RIA is selling to retire. He is available for two years post-transaction to support the transition of client relationships to the buyer's firm. A mid-career servicing advisor executes portfolio…

The founder will remain with the firm to support the transition of relationships and is potentially open to a post-transaction role focused on asset gathering and/or investment management consulting. Seller has broad experience in the advisory business, including compliance, M&A, and portfolio…

The owner is selling to de-risk and experience a liquidity event. The ideal buyer has a broker dealer relationship and the ability to support the firm's alternative investment activities. The firm consistently adds $30M - $70M in AUM annually, and 2022 AUM growth is expected to exceed $50M. Most AUM…

Options focused RIA founded in 2018 managing $80M AUM would like to merge with or sell to a full-service, traditional RIA. The team consists of two advisors: one a 20-year credentialed Goldman Sachs veteran and the other 10 years of investment management experience within the RIA space. The team’s…

The owner of this VT advisory practice is ready to sell and retire and will support the client transition for up to one year. Located in a small city in rural Vermont, the office is within easy driving distance of a larger metro area. The firm has a broker dealer relationship but will consider both…

Mid-career, Florida advisor is selling to join an established ensemble practice to focus on asset gathering, seminars, and workshops. The seller is an aviation professional who has leveraged his professional network to build a client base serviced by a staff of one FT and one PT associate. Shedding…

Sole proprietor is selling to retire and would like to execute a transaction this spring. They are assisted by one part-time CFP who will also retire when the business is sold. Both the advisor and the staff person are available to support the client transition for 3-6 months after closing. Buyers…

A growth-oriented advisor would like to sell to and join or merge into an RIA that embraces alternative investments. The seller’s current RIA provides cutting-edge technology, digital marketing services, and a positive culture, and is interested in real estate or the energy sector. The ideal buyer…

CFP with 25+ years of industry experience, deep client relationships, and a financial planning first service model. The ideal buyer “does the right thing” for their clients. The seller would like to remain with the new firm for 3-5 years to develop multiple new client opportunities. Currently, the…