The sellers of this hybrid RIA are two veteran advisors, one mid-career and one late-career, who serve 500 financial planning and 100 401k clients. Recurring advisory fees generate 73% of the firm's revenue, with the remainder coming from 401k plans and a small amount of brokerage revenue. The ideal…

The founder, a rainmaker in his 60s with a background in real estate and experience as a CPA, is selling his business to establish a continuity plan and transition towards retirement. He is surrounded by a strong team comprised of one mid-career advisor with a long tenure at the firm and two junior…

The founder will remain with the firm to support the transition of relationships and is potentially open to a post-transaction role focused on asset gathering and/or investment management consulting. Seller has broad experience in the advisory business, including compliance, M&A, and portfolio…

The owner is selling to de-risk and experience a liquidity event. The ideal buyer has a broker dealer relationship and the ability to support the firm's alternative investment activities. The firm consistently adds $30M - $70M in AUM annually, and 2022 AUM growth is expected to exceed $50M. Most AUM…

Mid-career, Florida advisor is selling to join an established ensemble practice to focus on asset gathering, seminars, and workshops. The seller is an aviation professional who has leveraged his professional network to build a client base serviced by a staff of one FT and one PT associate. Shedding…

Sole proprietor is selling to retire and would like to execute a transaction this spring. They are assisted by one part-time CFP who will also retire when the business is sold. Both the advisor and the staff person are available to support the client transition for 3-6 months after closing. Buyers…

A growth-oriented advisor would like to sell to and join or merge into an RIA that embraces alternative investments. The seller’s current RIA provides cutting-edge technology, digital marketing services, and a positive culture, and is interested in real estate or the energy sector. The ideal buyer…

CFP with 25+ years of industry experience, deep client relationships, and a financial planning first service model. The ideal buyer “does the right thing” for their clients. The seller would like to remain with the new firm for 3-5 years to develop multiple new client opportunities. Currently, the…

Advisor with a 35+ year career is ready to transition into retirement and pursue other interests. Seller is looking for a client-oriented firm focused on managing risk and providing an exceptional level of communication. He is willing to remain involved to support the transition for up to 3 years…

With a 45-year finance career, the seller started out his wealth management career in Michigan before relocating to Florida. There, he founded an annuities-focused practice that grew to 125 households largely through referrals and word-of-mouth. As a one-man operation working two days a week, he's…

The main office location is an SEC-registered RIA that was founded in 1984. Most clients have been with the firm for many years and have well-established relationships with the investment team. The secondary location has been an independent RIA since 2019, after being part of a larger advisory…