APBOE Listing Wire
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Seller | OH - OHCL

OH flag
  • $7,250,000 Listing Price
  • $340m AUM
  • $2.4m Gross Revenue
  • Complete Sale
  • Projected Close Date August 01, 2023
  • 79% Fee
  • 21% Commission
  • 600 Households

The sellers of this hybrid RIA are two veteran advisors, one mid-career and one late-career, who serve 500 financial planning and 100 401k clients. Recurring advisory fees generate 73% of the firm's revenue, with the remainder coming from 401k plans and a small amount of brokerage revenue. The ideal…

Practice Status
  1. New Listing

    Practice has recently been listed for sale on APBOE.

  2. Accepting Indications of Interest

    M&A consultant accepting indications of interest (“bookmarks”) from prospective buyers.

  3. Initial Buyer Screening

    M&A consultant reviewing indications of interest from prospective buyers.

  4. Buyers for Final Presentations Set

    M&A consultant has selected buyers for seller review.

  5. Sale Pending

    Seller has chosen buyer to acquire practice and negotiating transaction.

Learn More

Seller | IL - ILFB

IL flag
  • $8,100,000 Listing Price
  • $285m AUM
  • $2.4m Gross Revenue
  • Complete Sale
  • Projected Close Date October 01, 2023
  • 100% Fee
  • 0% Commission
  • 663 Households

The founder, a rainmaker in his 60s with a background in real estate and experience as a CPA, is selling his business to establish a continuity plan and transition towards retirement. He is surrounded by a strong team comprised of one mid-career advisor with a long tenure at the firm and two junior…

Practice Status
  1. New Listing

    Practice has recently been listed for sale on APBOE.

  2. Accepting Indications of Interest

    M&A consultant accepting indications of interest (“bookmarks”) from prospective buyers.

  3. Initial Buyer Screening

    M&A consultant reviewing indications of interest from prospective buyers.

  4. Buyers for Final Presentations Set

    M&A consultant has selected buyers for seller review.

  5. Sale Pending

    Seller has chosen buyer to acquire practice and negotiating transaction.

Learn More

Seller | MA - MAFB

MA flag
  • $6,100,000 Listing Price
  • $150m AUM
  • $1.4m Gross Revenue
  • Complete Sale
  • Projected Close Date October 01, 2023
  • 100% Fee
  • 0% Commission
  • 210 Households

The founder will remain with the firm to support the transition of relationships and is potentially open to a post-transaction role focused on asset gathering and/or investment management consulting. Seller has broad experience in the advisory business, including compliance, M&A, and portfolio…

Practice Status
  1. New Listing

    Practice has recently been listed for sale on APBOE.

  2. Accepting Indications of Interest

    M&A consultant accepting indications of interest (“bookmarks”) from prospective buyers.

  3. Initial Buyer Screening

    M&A consultant reviewing indications of interest from prospective buyers.

  4. Buyers for Final Presentations Set

    M&A consultant has selected buyers for seller review.

  5. Sale Pending

    Seller has chosen buyer to acquire practice and negotiating transaction.

Learn More

Seller | WI - OFF MARKET

WI flag
  • $16,000,000 Listing Price
  • $500m AUM
  • $4m Gross Revenue
  • Off Market
  • Sell & Consult Sale
  • Projected Close Date October 05, 2023
  • 65% Fee
  • 35% Commission
  • 450 Households

The owner is selling to de-risk and experience a liquidity event. The ideal buyer has a broker dealer relationship and the ability to support the firm's alternative investment activities. The firm consistently adds $30M - $70M in AUM annually, and 2022 AUM growth is expected to exceed $50M. Most AUM…

Practice Status
  1. New Listing

    Practice has recently been listed for sale on APBOE.

  2. Accepting Indications of Interest

    M&A consultant accepting indications of interest (“bookmarks”) from prospective buyers.

  3. Initial Buyer Screening

    M&A consultant reviewing indications of interest from prospective buyers.

  4. Buyers for Final Presentations Set

    M&A consultant has selected buyers for seller review.

  5. Sale Pending

    Seller has chosen buyer to acquire practice and negotiating transaction.

Learn More

Seller | FL - FLAB

FL flag
  • $1,400,000 Listing Price
  • $60m AUM
  • $583.1k Gross Revenue
  • Sell & Consult Sale
  • Projected Close Date October 06, 2023
  • 60% Fee
  • 40% Commission
  • 89 Households

Mid-career, Florida advisor is selling to join an established ensemble practice to focus on asset gathering, seminars, and workshops. The seller is an aviation professional who has leveraged his professional network to build a client base serviced by a staff of one FT and one PT associate. Shedding…

Practice Status
  1. New Listing

    Practice has recently been listed for sale on APBOE.

  2. Accepting Indications of Interest

    M&A consultant accepting indications of interest (“bookmarks”) from prospective buyers.

  3. Initial Buyer Screening

    M&A consultant reviewing indications of interest from prospective buyers.

  4. Buyers for Final Presentations Set

    M&A consultant has selected buyers for seller review.

  5. Sale Pending

    Seller has chosen buyer to acquire practice and negotiating transaction.

Learn More

Seller | CA - CAOM

CA flag
  • $710,000 Listing Price
  • $25m AUM
  • $245k Gross Revenue
  • Off Market
  • Complete Sale
  • Projected Close Date October 29, 2023
  • 100% Fee
  • 0% Commission
  • 13 Households

Sole proprietor is selling to retire and would like to execute a transaction this spring. They are assisted by one part-time CFP who will also retire when the business is sold. Both the advisor and the staff person are available to support the client transition for 3-6 months after closing. Buyers…

Practice Status
  1. New Listing

    Practice has recently been listed for sale on APBOE.

  2. Accepting Indications of Interest

    M&A consultant accepting indications of interest (“bookmarks”) from prospective buyers.

  3. Initial Buyer Screening

    M&A consultant reviewing indications of interest from prospective buyers.

  4. Buyers for Final Presentations Set

    M&A consultant has selected buyers for seller review.

  5. Sale Pending

    Seller has chosen buyer to acquire practice and negotiating transaction.

Learn More

Seller | CO - COFB

CO flag
  • $800,000 Listing Price
  • $40m AUM
  • $250k Gross Revenue
  • Off Market
  • Merge In™ Sale
  • Projected Close Date June 30, 2023
  • 98% Fee
  • 2% Commission
  • 50 Households

A growth-oriented advisor would like to sell to and join or merge into an RIA that embraces alternative investments. The seller’s current RIA provides cutting-edge technology, digital marketing services, and a positive culture, and is interested in real estate or the energy sector. The ideal buyer…

Practice Status
  1. New Listing

    Practice has recently been listed for sale on APBOE.

  2. Accepting Indications of Interest

    M&A consultant accepting indications of interest (“bookmarks”) from prospective buyers.

  3. Initial Buyer Screening

    M&A consultant reviewing indications of interest from prospective buyers.

  4. Buyers for Final Presentations Set

    M&A consultant has selected buyers for seller review.

  5. Sale Pending

    Seller has chosen buyer to acquire practice and negotiating transaction.

Learn More

Seller | GA - GAFB

GA flag
  • $950,000 Listing Price
  • $50.3m AUM
  • $338.3k Gross Revenue
  • Sell & Consult Sale
  • Projected Close Date November 15, 2023
  • 81% Fee
  • 19% Commission
  • 110 Households

CFP with 25+ years of industry experience, deep client relationships, and a financial planning first service model. The ideal buyer “does the right thing” for their clients. The seller would like to remain with the new firm for 3-5 years to develop multiple new client opportunities. Currently, the…

Practice Status
  1. New Listing

    Practice has recently been listed for sale on APBOE.

  2. Accepting Indications of Interest

    M&A consultant accepting indications of interest (“bookmarks”) from prospective buyers.

  3. Initial Buyer Screening

    M&A consultant reviewing indications of interest from prospective buyers.

  4. Buyers for Final Presentations Set

    M&A consultant has selected buyers for seller review.

  5. Sale Pending

    Seller has chosen buyer to acquire practice and negotiating transaction.

Learn More

Seller | WA - WAFB

WA flag
  • $1,800,000 Listing Price
  • $55.5m AUM
  • $556k Gross Revenue
  • Complete Sale
  • Projected Close Date September 14, 2023
  • 100% Fee
  • 0% Commission
  • 120 Households

Advisor with a 35+ year career is ready to transition into retirement and pursue other interests. Seller is looking for a client-oriented firm focused on managing risk and providing an exceptional level of communication. He is willing to remain involved to support the transition for up to 3 years…

Practice Status
  1. New Listing

    Practice has recently been listed for sale on APBOE.

  2. Accepting Indications of Interest

    M&A consultant accepting indications of interest (“bookmarks”) from prospective buyers.

  3. Initial Buyer Screening

    M&A consultant reviewing indications of interest from prospective buyers.

  4. Buyers for Final Presentations Set

    M&A consultant has selected buyers for seller review.

  5. Sale Pending

    Seller has chosen buyer to acquire practice and negotiating transaction.

Learn More

Seller | FL - FLOM

FL flag
  • $160,000 Listing Price
  • $9.2m AUM
  • $91.3k Gross Revenue
  • Off Market
  • Complete Sale
  • Projected Close Date April 02, 2024
  • 0% Fee
  • 100% Commission
  • 125 Households

With a 45-year finance career, the seller started out his wealth management career in Michigan before relocating to Florida. There, he founded an annuities-focused practice that grew to 125 households largely through referrals and word-of-mouth. As a one-man operation working two days a week, he's…

Practice Status
  1. New Listing

    Practice has recently been listed for sale on APBOE.

  2. Accepting Indications of Interest

    M&A consultant accepting indications of interest (“bookmarks”) from prospective buyers.

  3. Initial Buyer Screening

    M&A consultant reviewing indications of interest from prospective buyers.

  4. Buyers for Final Presentations Set

    M&A consultant has selected buyers for seller review.

  5. Sale Pending

    Seller has chosen buyer to acquire practice and negotiating transaction.

Learn More

Seller | TX - TXDA

TX flag
  • Bookmark Practice to Inquire Listing Price
  • $308m AUM
  • $2.1m Gross Revenue
  • Sell & Consult Sale
  • Projected Close Date December 14, 2023
  • 100% Fee
  • 0% Commission
  • 159 Households

The main office location is an SEC-registered RIA that was founded in 1984. Most clients have been with the firm for many years and have well-established relationships with the investment team. The secondary location has been an independent RIA since 2019, after being part of a larger advisory…

Practice Status
  1. New Listing

    Practice has recently been listed for sale on APBOE.

  2. Accepting Indications of Interest

    M&A consultant accepting indications of interest (“bookmarks”) from prospective buyers.

  3. Initial Buyer Screening

    M&A consultant reviewing indications of interest from prospective buyers.

  4. Buyers for Final Presentations Set

    M&A consultant has selected buyers for seller review.

  5. Sale Pending

    Seller has chosen buyer to acquire practice and negotiating transaction.

Indications of Interest Close Date: 11/03/23