The seller has accumulated 12 years of experience in corporate finance and established their own firm in 2001. As a wealth advisor, he manages clients' funds, provides financial planning services, and offers tax planning and preparation assistance. The seller operates on a 100% fee-based model and…

The owner is selling to de-risk and experience a liquidity event. The ideal buyer has a broker dealer relationship and the ability to support the firm's alternative investment activities. The firm consistently adds $30M - $70M in AUM annually. Most AUM growth is derived from COIs, current client…

Mid-career, Florida advisor is selling to join an established ensemble practice to focus on asset gathering, seminars, and workshops. The seller is an aviation professional who has leveraged his professional network to build a client base serviced by a staff of one FT and one PT associate. Shedding…

Advisor with a 35+ year career is ready to transition into retirement and pursue other interests. Seller is looking for a client-oriented firm focused on managing risk and providing an exceptional level of communication. He is willing to remain involved to support the transition for up to 3 years…

The main office location is an SEC-registered RIA that was founded in 1984. Most clients have been with the firm for many years and have well-established relationships with the investment team. The secondary location has been an independent RIA since 2019, after being part of a larger advisory…

The seller brings a wealth of experience to the table, having served as a registered representative for 37 years with no legitimate complaint history. The seller is known for their exceptional client service, contributing to their success over the years. Regarding client meetings, the seller offers…

This seller boasts an impressive business history that dates back to 1986, during which they have successfully operated independently for the past 23 years. Their client base has primarily been established through extensive travel, hosting seminars, and targeted marketing efforts. The seller has…

The seller of this fee-based RIA with commission revenue is a mid-career advisor who has accomplished his goals and is looking to pursue other professional interests. The practice has grown organically by marketing through a radio show and seminar series focusing on federal employee benefits.…

Exceptional fee-only financial planning practice with engaged clients and strong demographic profiles. The practice is comprised of forty five households of clients nearing retirement age and has the opportunity to introduce inheriting generations into the practice. Clients are meeting semi-annually…