APBOE Listing Wire
3.3 x
Learn More

Seller | IA - IAWA

IA flag
  • $900,000 Listing Price
  • $44m AUM
  • $471k Gross Revenue
  • Complete Sale
  • Projected Close Date February 27, 2022
  • 0% Fee
  • 100% Commission
  • 300 Households

Firm has has gained a strong reputation for providing retirement income planning and insurance solutions to hundreds of families in the surrounding areas. Owner is now looking to retire from his decades of service and transition clients to someone who will provide the ongoing care that the community…

Practice Status
  1. New Listing

    Practice has recently been listed for sale on APBOE.

  2. Accepting Indications of Interest

    M&A consultant accepting indications of interest (“bookmarks”) from prospective buyers.

  3. Initial Buyer Screening

    M&A consultant reviewing indications of interest from prospective buyers.

  4. Buyers for Final Presentations Set

    M&A consultant has selected buyers for seller review.

  5. Sale Pending

    Seller has chosen buyer to acquire practice and negotiating transaction.

Learn More

Seller | CA - CAMG

CA flag
  • $5,200,000 Listing Price
  • $300m AUM
  • $2.8m Gross Revenue
  • Sell & Consult Sale
  • Projected Close Date February 27, 2022
  • 25% Fee
  • 75% Commission
  • 956 Households

This is an opportunity to acquire a long-standing practice in the Bay Area for three plus decades. The founder/CEO has grown AUM organically by $20MM to $30MM on average over the course of a tenured career via the internet (SEO, SEM, Geofencing), seminars, broadcasting, and social media (LinkedIn…

Practice Status
  1. New Listing

    Practice has recently been listed for sale on APBOE.

  2. Accepting Indications of Interest

    M&A consultant accepting indications of interest (“bookmarks”) from prospective buyers.

  3. Initial Buyer Screening

    M&A consultant reviewing indications of interest from prospective buyers.

  4. Buyers for Final Presentations Set

    M&A consultant has selected buyers for seller review.

  5. Sale Pending

    Seller has chosen buyer to acquire practice and negotiating transaction.

Indications of Interest Close Date: 5/15/21
Learn More

Seller | NC - NCXP

NC flag
  • $6,450,000 Listing Price
  • $175m AUM
  • $1.3m Gross Revenue
  • Sell & Consult Sale
  • Projected Close Date December 30, 2021
  • 70% Fee
  • 30% Commission
  • 110 Households

The firm was founded by an entrepreneur and rainmaker who is selling to expand his other businesses, increase his work in the community, and focus more time on his family. He would like to support the transition of clients and remain involved in a post-transaction role to generate growth, bring in…

Practice Status
  1. New Listing

    Practice has recently been listed for sale on APBOE.

  2. Accepting Indications of Interest

    M&A consultant accepting indications of interest (“bookmarks”) from prospective buyers.

  3. Initial Buyer Screening

    M&A consultant reviewing indications of interest from prospective buyers.

  4. Buyers for Final Presentations Set

    M&A consultant has selected buyers for seller review.

  5. Sale Pending

    Seller has chosen buyer to acquire practice and negotiating transaction.

Indications of Interest Close Date: 08/31/2021
Learn More

Seller | CA - CAFP

CA flag
  • $600,000 Listing Price
  • $68.5m AUM
  • $307.8k Gross Revenue
  • Sell & Consult Sale
  • Projected Close Date December 14, 2021
  • 25% Fee
  • 75% Commission
  • 400 Households

The firm focuses on comprehensive financial planning and maintains a strong focus on involving clients' children in planning conversations resulting in many multi-generational relationships to maintain and grow assets. All new business is generated from referrals from existing clients and…

Practice Status
  1. New Listing

    Practice has recently been listed for sale on APBOE.

  2. Accepting Indications of Interest

    M&A consultant accepting indications of interest (“bookmarks”) from prospective buyers.

  3. Initial Buyer Screening

    M&A consultant reviewing indications of interest from prospective buyers.

  4. Buyers for Final Presentations Set

    M&A consultant has selected buyers for seller review.

  5. Sale Pending

    Seller has chosen buyer to acquire practice and negotiating transaction.

Learn More

Seller | CT - CTFP

CT flag
  • $2,135,000 Listing Price
  • $91m AUM
  • $580k Gross Revenue
  • Sell & Consult Sale
  • Projected Close Date January 27, 2022
  • 100% Fee
  • 0% Commission
  • 39 Households

This CT RIA was founded by an advisor with broad financial services and tax consulting experience. The firm is efficiently run, leverages technology effectively, and provides a highly customized wealth management experience. The founder would like to remain engaged with the business for up to three…

Practice Status
  1. New Listing

    Practice has recently been listed for sale on APBOE.

  2. Accepting Indications of Interest

    M&A consultant accepting indications of interest (“bookmarks”) from prospective buyers.

  3. Initial Buyer Screening

    M&A consultant reviewing indications of interest from prospective buyers.

  4. Buyers for Final Presentations Set

    M&A consultant has selected buyers for seller review.

  5. Sale Pending

    Seller has chosen buyer to acquire practice and negotiating transaction.

Learn More

Seller | GA - GAAP

GA flag
  • $4,475,000 Listing Price
  • $170m AUM
  • $1.1m Gross Revenue
  • Complete, Sell & Consult Sale
  • Projected Close Date December 30, 2021
  • 96% Fee
  • 4% Commission
  • 125 Households

The founder is a mid-career tax and financial planning specialist who leverages the advisory relationship to help clients reach their goals and live their best lives. The ideal buyer will be an RIA that can provide a succession solution allowing the seller to continue working with clients and…

Practice Status
  1. New Listing

    Practice has recently been listed for sale on APBOE.

  2. Accepting Indications of Interest

    M&A consultant accepting indications of interest (“bookmarks”) from prospective buyers.

  3. Initial Buyer Screening

    M&A consultant reviewing indications of interest from prospective buyers.

  4. Buyers for Final Presentations Set

    M&A consultant has selected buyers for seller review.

  5. Sale Pending

    Seller has chosen buyer to acquire practice and negotiating transaction.

Learn More

Seller | TN - TNAP

TN flag
  • $6,660,000 Listing Price
  • $200m AUM
  • $1.8m Gross Revenue
  • Complete Sale
  • Projected Close Date December 30, 2021
  • 67% Fee
  • 33% Commission
  • 110 Households

The seller is a mid-career entrepreneur who would like to exit the financial services industry to focus on a new venture. He will support the buyer for one year to transition client relationships. There is considerable opportunity to increase revenue by converting brokerage clients acquired during a…

Practice Status
  1. New Listing

    Practice has recently been listed for sale on APBOE.

  2. Accepting Indications of Interest

    M&A consultant accepting indications of interest (“bookmarks”) from prospective buyers.

  3. Initial Buyer Screening

    M&A consultant reviewing indications of interest from prospective buyers.

  4. Buyers for Final Presentations Set

    M&A consultant has selected buyers for seller review.

  5. Sale Pending

    Seller has chosen buyer to acquire practice and negotiating transaction.

Learn More

Seller | IN - INFP

IN flag
  • $5,500,000 Listing Price
  • $187m AUM
  • $1.4m Gross Revenue
  • Complete, Sell & Consult Sale
  • Projected Close Date January 30, 2022
  • 99% Fee
  • 1% Commission
  • 163 Households

The founder, a rainmaker and former CPA in his early 60s, is selling his business to de-risk and transition towards retirement. His junior partner is a mid-career advisor with a minority ownership stake who leads investment management and significant responsibilities relating to infrastructure and…

Practice Status
  1. New Listing

    Practice has recently been listed for sale on APBOE.

  2. Accepting Indications of Interest

    M&A consultant accepting indications of interest (“bookmarks”) from prospective buyers.

  3. Initial Buyer Screening

    M&A consultant reviewing indications of interest from prospective buyers.

  4. Buyers for Final Presentations Set

    M&A consultant has selected buyers for seller review.

  5. Sale Pending

    Seller has chosen buyer to acquire practice and negotiating transaction.

Learn More

Seller | CA - CAAP

CA flag
  • $11,500,000 Listing Price
  • $321m AUM
  • $2.6m Gross Revenue
  • Sell & Consult Sale
  • Projected Close Date January 30, 2022
  • 86% Fee
  • 14% Commission
  • 227 Households

Located in an upscale suburb of greater Los Angeles, this firm operates as an ensemble practice. In addition to the founding advisor who now meets only with large clients, two CFPs service most clients and are supported by capable support staff. The founder would like to support the client…

Practice Status
  1. New Listing

    Practice has recently been listed for sale on APBOE.

  2. Accepting Indications of Interest

    M&A consultant accepting indications of interest (“bookmarks”) from prospective buyers.

  3. Initial Buyer Screening

    M&A consultant reviewing indications of interest from prospective buyers.

  4. Buyers for Final Presentations Set

    M&A consultant has selected buyers for seller review.

  5. Sale Pending

    Seller has chosen buyer to acquire practice and negotiating transaction.